Criminal probe on Defense company!

Raytheon Technologies Corp.’s financial accounting is being investigated by the U.S Department of Justice (DOJ)in a criminal probe! The company has received a criminal subpoena seeking information and documents related to financial accounting, internal controls...

Herbalife settles

The SEC announced that Herbalife Nutrition has agreed to pay $67 million to settle charges it violated the books and records and internal accounting controls provisions of the Foreign Corrupt Practices Act (FCPA). A director at SEC said that the company’s...

Super Micro fixes its mistakes!

Super Micro Computer, Inc concluded their settlement with the United States Securities and Exchange Commission (SEC), resolving an investigation into the Company’s financial accounting and disclosures for fiscal years 2014-2017. The company has already corrected for...

EY looses a new customer!

The Wirecard fraud has cost EY a new customer! Deutsche Bank’s asset-management division, DWS, that went public in 2018 has decided to no longer use EY as its auditor. The reason being that DWS is concerned about getting involved in the potential lawsuits against the...

Under Armour gets a Wells Notice!

Not all is well in the world of Under Armour. The company, its former CEO, Kevin Plank and CFO David Bergman recently received a Wells Notice from the SEC. The notice is related to the company’s use of “pull forward sales” practices (customer sales...

Stock Repurchases

Recently I was involved in a stock repurchase and wanted to share my understanding. A couple of scenarios: An ex-employee had exercised her options a few years ago, company decides to buy back the stock at a price higher than what the employee paid. How do we account...

Luckin Coffee loses its luck!

The Xiamen city based Coffee company, Luckin Coffee, reportedly overstated their sales numbers from April-September 2019 by ~$300 million (or 2.2 billion yuan); which represented the bilk of their reported sales number. The company is conducting an internal...